*Required Fields
Prefix:
Dr. Mr. Mrs. Ms.
*First Name:
MI:
*Last Name:
Suffix:
Jr Sr III
Nick Name:
*Morgan Stanley Smith Barney Title:
(e.g. Senior Vice President)
TYPE OF MEMBERSHIP APPLYING FOR:
Voting
Associate (non voting)
Individual
- A Single Qualifying FA. (Select Appropriate Professional Designation)
Mandatory Titles
Accredited Investment Fiduciary
Chartered Retirement Plans Specialist
Chartered Financial Analyst
Certified Investment Management Analyst
Citigroup Institutional Consulting Director
Corporate Client Group Director
Private Wealth Management Advisor
Senior Institutional Consultant
Senior Investment Management Consultant
Team
Qualifying FA Member of a Team (Select Appropriate Professional Designation)
Mandatory Titles
Accredited Investment Fiduciary
Chartered Retirement Plans Specialist
Chartered Financial Analyst
Certified Investment Management Analyst
Citigroup Institutional Consulting Director
Corporate Client Group Director
Private Wealth Management Advisor
Senior Institutional Consultant
Senior Investment Management Consultant
Team Associate
in an established, "Morgan Stanley Smith Barney" with a Voting member.
Firm Associate
Employee of Morgan Stanley Smith Barney or an affiliated company.
APIC Team Membership
Is this a New or Existing Team Currently in APIC:
New APIC Team Membership
Existing Team Membership
Name of Team:
Name of Primary Contact:
(must be either a Current Voting member or applicant)
Please note any other additional information that would be useful in considering your membership application.
Notes:
Business Related Titles
Select One
CFP
CIMC
JD
MBA
PhD
Other
If "Other" is checked in business related titles, please fill in other title.
Office Address
*Office Street Address:
*City:
*State:
AL
AK
AR
AZ
CA
CO
CT
DC
DE
FL
GA
HI
IA
ID
IL
IN
KS
KY
LA
MA
MD
ME
MI
MN
MO
MS
MT
NC
ND
NE
NH
NJ
NM
NV
NY
OH
OK
OR
PA
RI
SC
SD
TN
TX
UT
VA
VT
WA
WI
WV
WY
*Zip:
Mailing Address (If different from Office Address)
Office Mailing Address:
City: State:
AL
AK
AR
AZ
CA
CO
CT
DC
DE
FL
GA
HI
IA
ID
IL
IN
KS
KY
LA
MA
MD
ME
MI
MN
MO
MS
MT
NC
ND
NE
NH
NJ
NM
NV
NY
OH
OK
OR
PA
RI
SC
SD
TN
TX
UT
VA
VT
WA
WI
WV
WY
Zip:
*Direct Phone:
Fax:
(xxx)xxx-xxxx
(xxx)xxx-xxxx
* Firm Email Address:
*Division:
Select one
International
Midwest
Northeast
Southern
Western
*Region:
Select one
Atlantic Coast
Central
Chesapeake Bay
Great Lakes
Greater NY
Mid Atlantic
Mid California
Mid-South
Mountain States
New England
North Central
Northern
California
Northern Florida
Northwestern
NYC
Southeast
Southern California
Southern Florida
Southwest
Other - International
*Branch #
Next Gen Sign On
*Office Wire Code
*Primary FA Phone No.
Client Services Assistant Name
FA Since:
(enter as yyyy)
Morgan Stanley Smith Barney Since:
(enter as yyyy)
*Job Function:
Select one
FA - Financial Advisor
SB Staff - Smith Barney Staff
CG Staff - Consulting Group Staff
BOM - Branch Manager
SA - Sales Assistant
TA - Technical Analyst
MA - Marketing Associate
IC - Investment Consultant
IMA - Investment Management Analyst
Other
APIC Membership is a collaborative, participatory, and working organization. Committee involvement is the cornerstone of our union. We are seeking those that embody these principals and have a willingness to serve, share and teach in that spirit. We do this is through committee involvement. Please select at least one committee that you plan to be active on.
*Committee Preference:
First Preference
Best Practices
Conference Oversight
Finance
Consulting Group Institutional Committee
CitiGroup Institutional Consulting Committee
Industry Advisory
(K)-Group/Corporate Services
Legal and Regulatory Committee
Member Internet Services
Membership Committee
Private Wealth Management < 5 Million
Private Wealth Management > 5 Million Ultra-High Net Worth
Professional Development Committee
Research & Evaluation
Teams and Practice Management
Technology Committee
Second Preference
Best Practices
Conference Oversight
Finance
Consulting Group Institutional Committee
CitiGroup Institutional Consulting Committee
Industry Advisory
(K)-Group/Corporate Services
Legal and Regulatory Committee
Member Internet Services
Membership Committee
Private Wealth Management < 5 Million
Private Wealth Management > 5 Million Ultra-High Net Worth
Professional Development Committee
Research & Evaluation
Teams and Practice Management
Technology Committee
*Voting Member Sponsor:
Select Sponsor
David Andreadis
Gabe Aronson
John Auer
Julie Baeder
Edward Bartlett
David Bassett
George Bauer
Sallie Behnke
Douglas Berger
Dan Biederman
Lisa Blonkvist
Ivar Bolander
Janet Bolton
Mike Boyson
Douglas Bryan CFP, CIMA
brian buckley
Steve Burkhalter
Mark Callaway
Bruce Campbell
Donald Caron
Andrew Carroll
Beverly Carroll
James Carroll
Peter Cartwright
Gary Casey
Kelly Castleberry
Ross Charkatz
Peter Chieco
Kelly Chimera
Thomas Clark
Janet Clements
Geoffrey Close
Jason Clowers
Frank Coiro
John Coleman
James Compton
Robert Compton
Jamie Constantine
Nancy Cooley
James Cooper
Scott Corcorran
Lynn Corey
Kent Cox
Philip Crew
David Crosby
Charles Crystal
Mark Curtis
Anthony daRoza
Tom Davis
Mary Deatherage
Charles Dennis
Gary Detraz
Donnie DeYoung
Mark Digman CFP
Richard DiVenuto
William Dobbs
David Doll, Jr.
C. William Donovan
Diane Doolin Perez
Domitilia dos Santos
Richard Dressel
Christopher Dubie
Edward Dubilo
Craig Dunbar
James Easterling
James Eastman
Alfred Eaton
aaron EDELMAN
Brian Edwards
Dean Eisen
Jordan Eisenberg
Larry Ekstrom
Bill Elliott
Eve Ellis
Michael Engel
Gregory Erwin
Jonathan Evans
A.J. Fechter
Brant Ferguson
Barbara Finley
Thomas Fitzsimmons
Steven Flanders
Eric Flaten
damon focaracci
Steven Ford
Jeffrey Forster
Michael Freiman
Randy Friedlander
Rodger Friedman
Thomas Fulton
Eileen Gannon
John Gansman
Margo Geddie
Bonnie Gibbs
James Gill
Barry Giller
Jolyon Gissell
Tim Gleason
Larry Goldstock
Carol Goodman
William Gouldin
Ronald Grasso
Barbara Griffin
Andrew Griffo
Alma Guimarin
John Gunnip
William Halbert
John Halperin
Alfred Hammond
Gena Harper
George Harros
Kathleen Hegenbart
Brian Hein
Frank Hemmen
Mary Lynne Hickey
David Higgins
Frank Hill
Kathleen Hobart
Michael Holycross
S. Scott House
Esther Houser
Patrick Hull
Bradley Hulse
Laree Hulshoff
James Hunt
Peggy Hutchinson
Peter Ianace
Susan Inwood
Charles Isaacs
Rupa Jack
John Jackson
Stephen Jackson
W. Carroll Jackson
Gary Jameson
Douglas Jarrard
Bill Jene
Jeffrey Jensen
Edward Johnson
Gregory Kalb
Keith Katz
Brian Kelly
Larry Keudell
Susan Kingsolver
Neal Kitchell
Emerson Knowles
Carla Koren
Jennifer Kraus
Steven Kraus
Fred Krokenberger
Gary Kron
Joseph Lapps
Robert Laux
Grant Lee
Len Leetzow
Judith Lev
John Liddle
Daniel Liff
Charles Lincoln
Madelyn Lindsay
Carol Litka
Don Lucci
Ted Lucien
Mark Lundmark
Dianne Lutz
Dan Maguire
Robert Malenfant
Michael Manfredi
King Martin
Edmund Martinez
Chester Maziarz
Neil McCall
Jim McDaniel
Matthew McLaughlin
W. Craig McLean
Jane McMillan
Harry McNair
Edward McNamee
Mary Ann McNulty
Jerry Medved
Mike Melko
Evan Meltzer
Bruce Micheel
Steve Miller
Carlos Molina
Brian Moore
Marie Moore
Jim Moos
Skip Moosher
Mark Morgan
Erna Morgan McReynolds
Lee Morris, III
Richard Morse
John Mott
Charles Mulfinger
George Mundell
Theodore Mundt
John Myers
Norm Nabhan
Dennis Nagdeman
Robert Nelson
Richard Newman
Kim Nichols
Ralph Nicosia
Barry Numerick
William Oakley
Suzen O'Brien
Vivian O'Leary
Ronald Oleet
darlene ozeri
Christopher Palmieri
Lawrence Pann
B. Mark Paul
Gregg Paulson
Arlin Penner
James Phillips
Pylar Pinkston
Mark Poindexter
Victoria Polinski
James Pupillo
Mark Ratay
Gayle Reed
John Reim
Alan Rexius
LINDA RHODES
Fred Roberson, Jr.
Joan Roberts
Thomas Robertson
Victor Roccki
Judson rodman
Adam Rorrer
Alan Rosenberg
Elizabeth Ross
Helen Rothlein
Mark Russell
Philip Sachs
Lori Sackler
Eric Salmansohn
Michael Sasser
Christopher Saunders
Roy Savarick
Daniel Scannell
Peter Scheid
Robert Scherer
Frederick Schultz
Theodore Schwab
Eric Schwartz
Michael Schwartz
Judith Schwartzbaum
Thomas Seeliger
Lloyd Seested
Mark Severs
John Shadden
Myron Shaffer
Phil Shaffer
John Sharpe
Margo Shepard
Gordon Shindle
Fareed Siddiq
Scott Sides
Polly Sidwell
Gregory Simakas
Timothy Skelly
Frederick Slack
John Slater
Stephanie Small
Sandra Smith
Allison Smoot CFP®, CIMA®
John Souther
Elaina Spilove
Linda Stanley
Andrew Stein
Gordon Stevenson
James Stoker
Bohdan Stone
Gloria Strait
Jeffrey Sullivan
Skip Sussman
Marilyn Swan
Keith Swanson
Kate Sweeney
Jeffrey Sweers
Douglas Swope
William Talmage
Scott Thayer
Rondi Thornton
Mary Tomanek
Randall Trost
Gene Trudden
Arthur Tuttle CFP
Sue van der Linden
Larry VanLaningham
JOHN VESSA
David Vigil, CFP, CIMA
Mike Warren
Adam Warshavsky
Marcus Waterbury
John Waymire
Kathleen Weber
Lawrence Weiss
Steven West
Richard Whalen
Mary Wichmann
Jeff Wigbels
Theodore Willer
Eric Wilson
Sharon Winsness
Stephen Winston
John Woods
Beth Wyatt
WIlson Yale
Bryan Yates
Vince Yegge
Susan Yelen
Andrew Young
Donald Zabudsky
Gary Zahakos
This is a list of APIC's current Voting members who are eligible to serve as your Memberhip Sponsor. You must select one of these individuals to complete the application process.
* Branch Manager's Email address:
An email will be sent to your Branch Manager confirming your good standing within the firm.
By applying for APIC Membership I acknowledge that I will abide by the APIC Code of Ethics and APIC StreetSmarts Usage Policy .
Membership is not transferable to another person. To transfer from Associate (non-voting) to Voting membership status requires submitting a new membership application. Former members may be reinstated upon written request and are not required to submit a membership application, unless they were previously an Associate member.
By submitting this application I affirm that the information provided herein is true and accurate,
and that APIC has my consent to obtain any legal and/or compliance information in regard to my employment at Morgan StanleySmith Barney or any other employer.
APIC primarily communicates with its members through various electronic formats, including email and fax. As a member you agree to provide your Morgan Stanley Smith Barney email address and consent to receiving electronic communications from APIC as a condition of membership. A request to opt-out will invalidate your membership.
Thank you and welcome!
*Please enter your name below signifying that you have read and agree to the above statement.
APIC will notify you of the acceptance of your application and then invoice you for your membership dues.