-StreetSmarts Usage Policy
       -Guide for Consultants
       -Code of Ethics
       -APIC's Officers and Directors
       -APIC'S Strategic Plan
       -Annual Membership Report
       -APIC Organizational Chart
       -APIC By Laws
       -Policy & Governance Manual        -APIC Committees

Become an APIC Member

APIC is a not-for-profit association, organized, managed and funded entirely by Smith Barney Financial Advisors (FA). Membership is restricted to those who meet certain qualifications of commitment, competence and compliance in the practice of investment management consulting. Application and admission to APIC is by a process of peer-review, members of APIC self-select in order to benefit from and contribute to APIC's initiatives: EDUCATION, ADVOCACY, INNOVATION and COMMUNICATION.

All members must be employed by Smith Barney or Citi-affiliated company.

APIC has two categories of membership - Voting and Associate (Non-Voting).

  1. Voting applicants must be producing FA's who meet the membership standards on the following page.

    * Producing FA's who do not met qualilfications for Individual or Team Associate MAY NOT join as Associate Members.

  2. Associate (Non-Voting) members

    1. Team Associate: Any active member of a formal SB or Citi established team that has at least one current voting APIC member.

    2. Firm Associate: Smith Barney or Citigroup-affiliated company employees.

Membership Dues

Individual
$425
Team - First two members
$675, flat
- Additional Team Members
(Formal team members(s), joint accounts do not qualify).
$300 each
Firm Associate(Non-Voting)
(Smith Barney or a Citigroup-affiliated employees. Except SB/Citi FAs, not meeting the qualifications.)
$300

Continue with membership process.

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